Service

Internal audit and control review

Internal audit is not statutory audit. It answers a different question: whether the controls you believe exist are actually working. Most businesses find out through a loss rather than through a review.

Who this is for

  • Businesses where cash, inventory or purchasing sits with one person
  • Companies expanding to multiple branches or outlets
  • Boards wanting independent assurance between statutory audits
  • Owners who suspect leakage but cannot evidence it

What it includes

  • Process walkthrough

    How purchasing, sales, cash, payroll and inventory actually run — as performed, not as documented.

  • Control testing

    Sample-based testing of whether approvals, segregation of duties and reconciliations genuinely operate.

  • Cash and inventory verification

    Physical verification against records, and the reconciliation of any difference.

  • Risk-ranked findings

    What we found, what it exposes and what it costs — ranked by risk, not listed alphabetically.

  • Remediation plan

    Specific fixes with owners and dates, sized to what the business can actually implement.

  • Follow-up review

    A return visit to confirm the fixes held, because most do not without one.

How it works

  1. 01

    Scope by risk

    Where the money and the exposure actually sit, so the review covers what matters rather than everything.

  2. 02

    Observe and test

    Walkthroughs with the people doing the work, then sample testing against the records.

  3. 03

    Report

    Findings ranked by risk, with the consequence stated in money wherever it can be.

  4. 04

    Fix and verify

    Remediation agreed, implemented, then re-tested.

Questions people ask

How is internal audit different from statutory audit?
Statutory audit gives an opinion on whether the financial statements show a true and fair view, and by law must be carried out by a licensed auditor. Internal audit is for management — it tests whether controls and processes work. Different purpose, different audience, and no conflict with your statutory auditor.
Can you do this if we already have an auditor?
Yes. Internal audit sits alongside statutory audit and usually makes it smoother, because issues surface before the auditor finds them.
Will this feel like an investigation to our staff?
It is a review of process, not of people, and we conduct it that way. Where something looks deliberate rather than accidental, we tell you privately first.
How often should it be done?
Annually for most businesses, more often where cash handling is heavy or where a previous review found significant gaps.

Tell us what you need. We will tell you what it takes and what it costs.

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